Robinhood · Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY

Compliance Communications Senior Specialist

🏢 Robinhood📍 Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY🕐 Posted 44 days ago
⏱ Full-timeBrokerage Compliance✅ Direct from employer ATS
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About this role

Join us in building the future of finance

Our mission is to democratize finance for all

An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading

About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards

The Compliance team at Robinhood Securities, LLC ("RHS"), and Robinhood Financial, LLC ("RHF"), drives a culture of compliance that actively supports the people, process and technologies vital to our business. We strive to craft and implement effective compliance programs to protect customers, promote market integrity, and reduce regulatory, financial, operational and reputation risk

As a Compliance Communications Senior Specialist, you will be the cornerstone of our communications review process. You will be responsible for reviewing, advising, auditing, and providing Principal approval for retail communications—including advertising and marketing initiatives—ensuring strict adherence to regulatory standards and internal guidelines. You will act as a strategic partner, aligning compliance strategies across Marketing, Social, and Product teams to ensure customer-facing content meets firm policy, SEC rules, FINRA regulations and other regulatory agencies. By guiding internal partners through complex projects, you will ensure our communications remain compliant while actively supporting the firm’s growth and safeguarding our reputation in a fast-paced, dynamic environment

This role is based in our New York, NY, Chicago, IL, Denver, CO, and Lake Mary, FL offices, with in-person attendance expected at least 3 days per week

At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams

What you’ll do Principal Review (approve) communications with the public ("CwP") materials to ensure it meets regulatory and internal standards Partner closely with product and marketing teams Review, analyze, and advise stakeholders on the adherence of communications compliance and internal guidelines<

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